DFK is dedicated to empowering our members to support their clients as they seek to achieve their financial goals, locally, regionally and globally. We care about our members and their clients, and we care about our relationships. In our small way we want to play our part in making the world a better, closer connected, more sustainable, more peaceful and friendlier place. We strive for equility, diversity, and inclusion, promoting a culture that celebrate difference, challenges prejudice, and ensure fairness.

The PCAOB is a nonprofit corporation established by Congress to oversee the audits of public companies in order to protect investors and further the public interest in the preparation of informative, accurate, and independent audit reports. The PCAOB also oversees the audits of brokers and dealers registered with the Securities and Exchange Commission (SEC), including compliance reports filed pursuant to federal securities laws.